Financial Representatives of The Upstate New York Business Center are licensed in AZ, CA, CO, CT, the District of Columbia, FL, GA, IL, IN, LA, ME, MD, MA, MI, NV, NH, NJ, NY, NC, OH, OK, PA, RI, SC, TX, VT, VA, WA and WV to offer insurance products, life insurance (including variable life), annuities (including variable annuities), securities and investment advice. They are licensed in KS, KY and NE to offer insurance products, life insurance (including variable life) and annuities (including variable annuities), and are licensed in IA, MO, MT, OR and WI to offer securities and investment advice.
This site is not a solicitation of interest in any of these products in any other state.
IMPORTANT CONSUMER INFORMATION: Financial Representatives of The Upstate New York Business Center may only transact business in a particular state after licensure or satisfying qualifications requirements of that state, or only if (s)he is excluded or exempted from the state`s registration requirements. Follow-up, individualized responses to consumers in a particular state by Financial Representatives of The Upstate New York Business Center that involve either the effecting or attempting to effect transactions in securities or the rendering of personalized investment advice for compensation, as the case may be, shall not be made without first complying with the state`s requirements, or pursuant to an applicable state exemption or exclusion. For information concerning the licensure status or disciplinary history of a broker-dealer, investment advisor, BD agent or IA representative or any financial institution (s)he represents, contact your state securities law administrator.
Principal Life Insurance Company, Des Moines, IA 50392. Principal Life maintains certificates of authority to transact insurance in all 50 states. Its NAIC identification number is 61271.
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